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Este Blogue tem como objectivo a discussão da violência em geral e da guerra na Pré-História em particular. A Arqueologia da Península Ibérica tem aqui especial relevo. Esperamos cruzar dados de diferentes campos do conhecimento com destaque para a Antropologia Social. As críticas construtivas são bem vindas neste espaço, que se espera, de conhecimento.

Guerra Primitiva\Pré-Histórica
Violência interpessoal colectiva entre duas ou mais comunidades políticas distintas, com o uso de armas tendo como objectivo causar fatalidades, por um motivo colectivo sem hipótese de compensação.


Showing posts with label Ferguson - Brian. Show all posts
Showing posts with label Ferguson - Brian. Show all posts

Thursday, 24 March 2011

War in the Tribal Zone: Expanding States and Indigenous Warfare. Edited by R. Brian Ferguson and Neil L. Whitehead. Santa Fe, NM: School of American Research Press, 1992.

Review from American Indian Culture and Research Journal 17:2(1993):239-245.
Thomas D. Hall
DePauw University
HTML version October 26, 1998

The catchy title of this collection will grab the attention of scholars interested in Indian-White relations, but the subtitle could deter those who expect either a dry theoretical treatise or another round of quincentenary-inspired European-bashing. That would be truly unfortunate, because this collection has much to offer. Fundamentally, all the authors address the general question of the roles and consequences of warfare in contact between states and "tribal" peoples. The answer is at once simple and complex: simple because warfare increases; complex because the increase varies considerably with specific conditions of each encounter. Almost universally, the level of warfare between the invading state (almost always an invasion from the tribal perspective) and tribal peoples increases. No surprise here. Almost as universally, warfare among tribal peoples increases precipitously. Again, this is not much of a surprise. What is surprising is that this pattern holds for ancient Rome, ancient Sri Lanka, seventeenth century Africa, contemporary New Guinea, and all over North and South America. In short, what is well known for the European-Indian encounter in the Americas is in fact a generic pattern of state-tribe encounters.

This collection is a result of a conference on warfare sponsored by the Harry Frank Guggenheim Foundation held at the School of American Research in 1989. The conference was held to focus attention on the roles of state expansion on warfare and to conceptualize the study of tribe-state warfare in ways that would encourage further research. The results are summarized in an the important first chapter by Ferguson and Whitehead and a brief set of diagrams in an appendix. These, however, are best addressed after surveying the substantive reports contained in the volume.

According to D. J. Mattingly, Berber tribal structure in North Africa during Roman times remains poorly understood. Still, transhumant peoples (those who follow a more-or-less prescribed circuits) were relatively easily to control because of predictable travel patterns. Once local elites were absorbed into the Roman world, they shed their tribal affiliations relatively easily. This kind of indirect rule was generally quite efficient. Roman policy oscillated between territorial expansion and hegemonic control of tribal peoples beyond the border (approximately between direct and indirect rule). Shifts in strategy were often determined by local considerations, such as relative costs and benefits of military expansion versus costs of tribute to buy influence, as opposed to imperial concerns of the center. Roman borders "were filters, designed to facilitate observation and supervision of movement between the territorial and hegemonic zones" (pg. 56). They were almost never used as absolute barriers. While Roman attempts to assimilate North African tribes ultimately failed (for reasons Mattingly does not discuss), Roman policy was relatively successful in the first two centuries of the Christian era.

R. Gunawardana shows that tribal peoples survived sustained conflict with ancient Sri Lankan states, yet maintained their tribal identities. Sri Lankan differences, he argues, are significantly different from European experiences with tribal peoples. He also indicates that withdrawal from a territory by tribal peoples has different motives, depending on circumstances. When a state is trying achieve hegemony over a people, withdrawal constitutes a denial of hegemony. However, when a state is seeking territorial expansion withdrawal constitutes a cessation of territory. Trade and ideology play important roles in his account. Trade can inspire warfare in attempts to seize resources, or to acquire access to them, or to control strategic transportation nodes. These correspond, approximately to plunder, hegemonic control, and territorial expansion. Plunder could take the form of material goods, unutilized tribal resources, or captives. Sometimes alliances were formed in which tribal people retained autonomy in exchange for serving as military units in the state's army, becoming in essence, "ethnic soldiers." State control often took the form of ideological, specifically, religious imperialism. This presented an especially thorny doctrinal problem for Buddhism which stressed nonviolence.

Ross Hassig compares the relations of Aztecs and Spaniards to tribal peoples. For the Aztecs the lack of wheeled vehicles slowed expansion, but did not stop it completely. Again there is an oscillation between territorial and hegemonic strategies. Expansion creates its own resistance by spreading state military technology and political organization and through a rather steep decline in effectiveness with distance. While expansion brought many useful products to the Aztecs it also stimulated a demand for Aztec "gifts." Thus, trade had impacts considerably beyond direct conquest and warfare. Here religious conflict and change was not a cause of war, but a consequence. Rather, expansion was fueled, at least in part, by specifics of Aztec social mobility through expanding marriage alliances, primarily with conquered or absorbed elites.

Spanish conquest differed considerably. Spaniards tried to monopolize new technologies (horses and guns, the latter more successfully) and were not interested in hegemony but centralized administrative control. Spanish warfare used local auxiliaries extensively and sought resources including labor of conquered peoples. They tended to displace nomadic tribal peoples who were not suitable for plantation labor, or to convert them to sedentary peasants through the efforts of religious missionaries.

Robin Law traces the complex changes in warfare in Dahomey, West Africa in the slave trade. He reviews the roles of trading inferior guns to induce dependency on Europeans, and hence a steady flow of captives for the slave trade. Even so, the introduction of guns greatly transformed warfare from mass armies to the use of armed elite forces. Warfare also led to replacement of a kin-based political system with one that was territorially based. He further notes how the slave trade created subimperialism: "While Dahomey at one level constituted a part of the West African periphery of the European-dominated trans-Atlantic trading system, it had its own periphery in the form of the neighboring peoples it raided for slaves" (pg. 124). Thus warfare and its impacts spread a great distance from the coastal points of contact.

Neil Whitehead uses the history of Northeastern South America to show how "Tribes make States and States Make Tribes." That is, the interaction of warfare at times pushes some groups to centralize and take on state-like forms of organization (or even become states). At other times warfare compels partially centralized chiefdoms to fragment. Survivors flee into hinterlands and form nomadic bands. He sees the formation of "segmentary lineages," an organizational form which allows successively larger, if more diffuse, kinship alliances to form and collapse in response to changing military pressures, as a generic solution to tribe-state warfare.

He re-examines the role of special trade goods in state-tribe trade relations. Even when some tribal peoples treated European "baubles with contempt" (pg. 145), both sides saw the utility in extending and maintaining political control. Even though guns were not of much use in rain forests, they were valuable as symbols of access to European goods. Here too, access to guns was used to encourage slave trade. More assimilated Indians were used against "wild" (i.e., unassimilated) Indians. The key point in Whitehead's account is the complex ways in which tribes and states construct each other through their interactions.

Thomas Abler re-examines the roles of trade in muskets and beaver hides in Iroquois history. While reciting much that is familiar, he reports some new findings and revises others. He dissects the cycle of trading beaver hides for guns, then needing guns to collect more beaver hides to trade for more guns. Reliance on European goods caused beaver hides to become far more important than deer hides. Dependence on guns changed warfare, decreasing formal battles--while a warrior could dodge an arrow or spear, he could not dodge a bullet.

Abler's strongest point is that depletion of beaver hides was a major impetus to expansion. He argues that the source of conflict between Hurons and Iroquois was access to beaver hunting territory rather than competition over the middleman role in the hide trade. It must be noted that warfare among tribes was often about trade: either gaining access or blocking access of rivals. His account is sufficiently persuasive to demand a serious hearing.

Warfare had other impacts on Iroquois society. Iroquois men often served as ethnic soldiers in European wars fought in North America. Many adult males were lost in war or to disease. The need to replace them led to wars to obtain captives who often were integrated into Iroquois society. Abler argues that the village was the key unit of Iroquois organization, and that councils were as much symbolic as real. He suggests that Iroquois social structure strongly resembles a segmentary lineage system that never quite became a state.

Michael Brown and Eduardo Fernandez examine state tribal relations in eastern Peru. They note that the tribal peoples of this region, known as Asháninka, had had contacts with Incas in prehistoric times, so had experience with state societies. Attempts to missionize the Asháninka were successful only as long as promised trade goods were delivered. Repeated interactions created a complicated social mosaic which were never understood by Spanish administrators. It is clear that various headmen learned to manipulate state leaders to their own advantage. Brown and Fernandez emphasize a point that runs through all these chapters. Namely, that tribal peoples were not mere passive victims of state expansion, but active shapers of their own histories. They conclude that, from prehistoric times to present conflicts generated by Shining Path guerrillas, state expansion consistently increases the level of violence in the zone of expansion.

In what is probably the most revolutionary chapter, Brian Ferguson argues that the Yanomami Indians of Venezuela, long celebrated in anthropology as unusually fierce, became that way at least in part because of impacts of European states. The argument is avowedly not that all that emanates from Europe is evil, but that under very peculiar circumstances state contact can lead to exceptionally severe tribal warfare.

European contact goes back at least four centuries. Two major factors contribute to intensified fighting. First, as villages became anchored near European outposts in order to obtain trade goods (steel tools, and, later, shotguns) game became depleted. In order to preserve his group, a headman would attempt to monopolize access to European goods and to extend alliances through marriages. Second, these processes coincided with the spread of European diseases which tore apart the social fabric, especially the system of marriage alliances. All of this led to heightened competition for increasingly scarce resources and a devaluation of women compared to men. These same processes also contributed to ethnogenesis as "regionally diverse Yanomami came to be generally recognized as a single cultural entity" (p. 225).

In the final chapter Andrew Strathern discusses recent changes in Papua New Guinea. With independence came a period of consolidation of political power and structure. During this time the power of the now local state in the hinterlands decreased considerably and with it local policing powers. As this happened young men increasingly came to have access to guns, either through trade or through manufacture of zip guns. This, in turn led to a return of generalized disorder and intergroup conflict. As the state gained power it attempted to control this situation in the pursuit of development, but faced a much more formidable task due to the diffusion of guns. Recently (1991) the state has regained control. An interesting aspect of this process is that when state control is strong, and warfare relatively less common, incidents of sorcery accusations and killings increase. A second point is the inverse correlation of warfare and state strength.

The foregoing summaries of these contributions facilitate discussion of Ferguson and Whitehead's analysis of state-tribe interaction. Their chapter, aptly titled "The violent edge of empire," is the most important contribution to the collection. Their punch line is that the Hobbesian image of tribal peoples rests on three fallacies: (1) that post-contact conditions and relations are a continuation of precontact conditions and relations; (2) that ethnic divisions are survivals of precontact divisions; (3) that tribal warfare is unreasoned hostility. Implicit in their discussion is the observation that these fallacies rest on a deeper false assumption that ethnographers, ethnohistorians, and historians usually have full access to the relevant context of contact.

The first fallacy is demonstrated by the various reports in the volume. All these accounts show that warfare, both state-tribe and tribe-tribe, increased substantially after state contact. Note, the claim is for increased violence, not creation of violence. Ferguson, Whitehead, and company do not propose that some idyllic Rousseauian paradise existed before nasty state people appeared. Rather, more subtly, they propose that violence increased, intensified, and sometimes transformed previously extant forms of violence. Similarly, most of these accounts illustrate how ethnicity is created through interactions which can either amalgamate or fragment previously existing groups. Thus, ethnicity is not a primordial survival. Clearly, too, there is a logic behind tribal warfare. It is not "unreasoned hostility." Generally, tribal warfare is driven by a logic of access to resources, whether they be natural or provided through trade.

Finally, the context of contact is vitally important, but not determinative, in the level of violence. The kind of state making contact, the motive forces driving state expansion interact with local conditions to produce a myriad of local consequences. To focus solely on the state, or solely on local conditions, is to miss the point--it is the interaction of the two that shapes events. Unfortunately, scholars often have little access to information of precontact conditions on the tribal side of the encounter. Given the rapid, massive impacts of contact, the assumption that conditions noted by even the earliest observers reflect precontact conditions is rendered highly questionable, at best.

Ferguson and Whitehead criticize world-system theory for failing to come to grips with these issues due to an overly strong focus on core activities and processes. While this critique is, in the main, correct, it is not entirely correct. Readers familiar with American Indian Culture and Research Journal may recall several articles that attempt to deal with this issue (9:3; 11:2; 14:1; 14:4). The gap is due to differences in the traditions of scholars of the anthropology of war and scholars of Indian-White relations. One goal of this review is to increase the dialogue between these groups, it is hoped, to their mutual benefit.

Ferguson and Whitehead have assembled considerable material with which the history of Indian-White relations can be compared and contrasted. From their evidence it is clear that North America is far from unique. However, it does seem to be distinctive in the intensity of the effects of European actions on tribal peoples. Whether this is due to differences between ancient states and European states in recent centuries in technology, political and economic power, or the complexity of the European trade network remains to be studied. It is also possible that the difference may be merely an artifact of distance in time. From the perspective of two thousand years ago, a century may seem like relatively rapid conquest, whereas from the perspective of 1993, a century constitutes nearly half the history of the United States as an independent state.

Precisely because scholars of Indian-White relations have studied North America so intensively, they have much to contribute to the attempt to understand the patterns and processes of state-tribe interaction, and warfare generally. Conversely, the attempt to understand those patterns is a rich field for new insights and research hypotheses for students of Indian-White relations. War in the Tribal Zone is an important contribution and an invaluable asset to interchange among scholars interested in the patterns of interaction between states and tribes.

Sunday, 29 March 2009

THE BIRTH OF WAR - R. Brian Ferguson

In Natural History Jul/Aug 2003, Vol. 112, Issue 6

Thirty years ago all the anthropologists studying war would have fit into one small room. Granted--and guaranteed--that room would frequently erupt in heated debate, but few outside would notice or care. Tribal warfare? Exotic, maybe, but so what? Anthropologists see war as potentially lethal violence between two groups, no matter how small the groups or how few the casualties. But how much light could such a broad definition of conflict, or cases of pre-civilized human strife, shed on modern warfare, the struggles that have flared in Iraq, Kosovo, Rwanda, Vietnam, Korea--and on and on?
How times have changed! The anthropological study of war has expanded and matured. Ideas from academic debates are finding their way into foreign policy journals and, yes, the mass media. The questions raised by anthropologists and the once-academic disputes within the discipline have become important public issues, to be debated by pundits and politicians.
To appreciate how much things have changed, consider how the understanding of one famous ethnographic case has been transformed: that of the Yanomami of Venezuela and Brazil. Following the publication of Napoleon A. Chagnon's study Yanomamö: The Fierce People, in 1968, the book began to appear frequently and prominently on lists of readings for college students in introductory anthropology--often the only anthropology they would ever learn. And what an object lesson! Engaged in endless wars over women, status, and revenge, the Yanomami were supposed to exemplify the natural human condition of eons past. Some people took Chagnon's work to imply that aggression is in our genes--disturbing news if true.
In 1974 the anthropologist Marvin Harris offered a different view. Yanomami warfare, Harris argued, was an adaptive response from a population stressed by limited food resources, specifically game animals. But detailed examination of Yanomami ecology failed to support Harris's hypothesis.
In 1995, in Yanomami Warfare: A Political History, I described how the Yanomami have been coping with European intrusions since the 1700s. As I read the evidence, Yanomami wars were tightly linked to changes in the European presence. Recent wars, including the ones described by Chagnon, seemed to have been fought over access to steel tools and other goods distributed by Westerners. Yet despite such basic disagreements within anthropology, the discussion of the Yanomami remained confined to academic circles.
Then came a media frenzy. In the fall of 2000, Patrick Tierney, a journalist, published Darkness in El Dorado: How Scientists and Journalists Devastated the Amazon. The book essentially blamed Chagnon himself for instigating war. Now it was the anthropologists' turn to be fierce. Opponents and defenders of Chagnon exchanged bitter broadsides. Not a few anthropologists felt that the resident missionaries, for all their good intentions, were more at fault than any anthropologists. One outcome of the episode, though, is that no one paying attention to this controversy still claims that Yanomami wars can be understood without taking into account the tribe's highly disrupted historical circumstances.
What is more, studies that go far beyond the Yanomami are questioning the idea that war has always been part of the human condition. It looks as if, all around the world, what has been called primitive or indigenous warfare was generally transformed, frequently intensified, and sometimes precipitated by Western contact. A collection of historical studies that I edited in 1992 with Neil L. Whitehead, an anthropologist at the University of Wisconsin--Madison, concludes that such changes often took place in far-flung "tribal zones," even before literate observers arrived on the scene. Indigenous warfare recorded in recent centuries cannot be taken as typical of prehistoric tribal peoples (see War in the Tribal Zone: Expanding States and Indigenous Warfare). We need archaeology to tell us about ancient war.
In 1996 the issue took a new turn with Lawrence H. Keeley's book War before Civilization. Keeley, an archaeologist at the University of Illinois at Chicago, compiled archaeological cases of some of the worst violence known, thereby creating the impression that these examples were typical, that humans have always made war. As he told the journal Science, "War is something like trade or exchange. It is something that all humans do." Here I must unequivocally disagree: in my view the global archaeological record contradicts the idea that war was always a feature of human existence; instead, the record shows that warfare is largely a development of the past 10,000 years.
In the new book Constant Battles: The Myth of the Peaceful, Noble Savage (written with the writer Katherine E. Register), Steven A. LeBlanc, an archaeologist at Harvard University, confidently asserts that wherever good archaeological evidence exists, there is "almost always" evidence of warfare, that "everyone had warfare in all time periods." LeBlanc has a theory for his sweeping conclusion. Contrary to a commonly held view, he argues, pre-state peoples were never "true conservationists." They degraded their resources, and as their numbers grew, they suffered food scarcity and were drawn into war. Basically, it's Malthus with ethnographic detail.
But what kind of archaeological evidence could show that war was waged? Lots. The best evidence comes from collections of skeletons, which can still bear witness to the violence of war: the embedded points of spears, arrows, or other weapons [see photograph on opposite page], depression fractures or scalp marks on skulls, "parry fractures" of forearms, and solitary skulls or bodies missing skulls (strongly suggesting that war trophies were taken). Mass burials or the absence of burial, as well as disproportionately few battle-age men in cemeteries, are also signs of war. Of course, such finds, particularly if the evidence is a single skeleton, could represent a murder, an execution, or an accident--hence a "false positive" as a piece of evidence about early tribal warfare. But nothing like tribal warfare could be going on without leaving some signs in a good collection of skeletons. If the collection comprises multiple examples of such evidence, it pretty conclusively demonstrates war.
Settlement patterns--such things as defensive walls and defendable locations or nucleated populations with empty buffer zones--also provide significant evidence of warfare. Violent destruction of a settlement is a telling clue. Specialized war weapons may be lacking--after all, war can be fought with such ordinary tools as adzes or hunting spears. But implements such as maces and daggers are usually for killing people, and when found, they are fairly definitive. Paintings or carvings on walls can provide graphic evidence of combat. Many peoples did not leave recoverable representations of human beings, but if such depictions are preserved, they can make a persuasive case. In short, when and where the archaeological recovery is good, with many settlements and many skeletons, war can usually be detected--not in every single case, certainly, but in a good number of them. That is the basis for supposing that archaeology can contribute to some of our most basic questions about war.
I am midway through a global survey of such early evidence. What does the record show? Many hominid remains once thought to establish the most ancient evidence of homicide or cannibalism were actually gnawed by predators or just suffered postmortem breakage [see "The Scavenging of 'Peking Man,'" by Noel T: Boaz and Russell L. Ciochon, March 2001]. Some cases of ancient cannibalism have been confirmed, but there is nothing to tell us that the remains in question were casualties of war..
The earliest persuasive evidence of warfare uncovered so far comes from a graveyard along the Nile River in Sudan. Brought to light during an expedition in the mid-1960s led by Fred Wendorf, an archaeologist at Southern Methodist University in Dallas, Texas, this graveyard, known as Site 117, has been roughly estimated at between 12,000 and 14,000 years old. It contained fifty-nine well-preserved skeletons, twenty-four of which were found in close association with pieces of stone that were interpreted as parts of projectiles. Notably, the people of Site 117 were living in a time of ecological crisis. Increased rainfall had made the Nile waters run wild, and the river dug its way deeply into a gorge. The adjacent flood plain was left high and dry, depriving the inhabitants of the catfish and other marshland staples of their diet. Apart from Site 117, only about a dozen Homo sapiens skeletons 10,000 years old or older, out of hundreds of similar antiquity examined to date, show clear indications of interpersonal violence.
In northern Australia, rock art depicts what appear to be duels between two or a few individuals as early as 10,000 years ago. Large group confrontations--war--appear by 6,000 years ago. Climate change was a factor here too, as rising sea levels gradually submerged a vast plain that once connected Australia and New Guinea.
The ancient Middle East provides some of the best evidence for the emergence of war from a warless background. Extensive remains have been found of the Natufian hunter-gatherers, who lived between about 12,800 and 10,500 years ago in what are now Israel, the West Bank, Jordan, Lebanon, and Syria. Careful analysis of 370 skeletons has turned up only two that show any signs of trauma, and nothing to suggest military action. The first walls of Jericho (dating from between 10,500 and 9,300 years ago) were once taken as conclusive evidence of war, but they are now understood to have been built for flood control, not defense.
There is a certain ironic logic, given recent events, that the regular practice of warfare that has continued without interruption down to the present began about 10,000 years ago in what is now northern Iraq. Evidence from three early farming sites, the earliest from Qermez Dere, includes maces, arrowheads found associated with skeletons, defendable locations, and village defensive walls. That's war--the true "mother of all battles."
Signs of war appear beginning 8,000 years ago along mountain routes through southern Turkey. Along the southern Anatolian coast, a specialized fort--not just a walled village--has been unearthed at Içel; the fort was built around 6,300 years ago, then destroyed and later resettled by a different culture. The early record along the Nile in what is now Egypt was wiped out by the river's erosion, but when the record picks up again, about 6,300 years ago, maces similar to those found in Mesopotamia are present. Far upriver, near Khartoum, what may have been maces show up 2,000 years earlier, even before agriculture began in that area.
In Central Asia, east of the Caspian Sea, the remains of settled hunter-gatherers and early farmers show no signs of war, but war was clearly going strong by 5,000 years ago. In the high country of what is now Pakistan, farmers began to put up walls at least 6,000 years ago.
The archaeological record in China shows that though millet was under cultivation at least 8,000 years ago, no signs of war appeared for more than a thousand years after that. Starting 7,000 years ago, in one Neolithic cultural tradition, deep ditches were dug around villages, some accompanied by palisades. Elsewhere in China, except for a single skeleton with a point embedded in its thigh, there are no hints of war until at least 4,600 years ago. Then, rammed earthen walls and other signs of war occur throughout the core areas of historical China. One village well contained layers of scalped and decapitated skeletons.
In Japan, intensive agriculture came in with migrants from the mainland about 2,300 years ago. Archaeologists have excavated some 5,000 skeletons that predate the intrusion, and of those only ten show signs of violent death. In contrast, out of about 1,000 post-migration excavated skeletons, more than a hundred show such signs.
Evidence from Europe offers a clear window into pre-agricultural practices. There is no firm evidence of war for thousands of years during Paleolithic times--though some scholars see suggestive indications in a few places. After 10,500 years ago, however, as the population of foragers became larger and more settled, several sites show individual violence, and others show the more collective casualties that signal war. Still, the evidence of violence is present at only a small minority of all excavated sites. Beginning around 6,500 years ago, however, fortifications, embedded points, and even clear signs of village slaughters become common. By the Bronze Age, 2,000 years later, war and weaponry had become a veritable cult.
North America presents a highly complex and regionally divergent picture. Kennewick Man, a skeleton unearthed in Washington state and considered between 7,500 and 9,200 years old, contains an embedded stone point. But because the skeleton is an isolated find, the injury is difficult to interpret. On the coast of the Pacific Northwest, skeletal trauma and other signs of conflict begin to appear about 4,200 years ago in the northern regions, but show up farther south only many centuries later. Many of the excavated skeletons from the ancient eastern woodlands show signs of violence. In a few cases multiple individuals were involved, including one site in Florida dating from more than 7,000 years ago. Still, such cases remained extremely unusual until 5,000 years ago. In the southern Great Plains, out of 173 skeletons reported from before A.D. 500, only one indicates homicide, a woman killed by two blows to the head. The first clear evidence of warfare in the Southwest dates from less than 2,000 years ago, and it is quite dramatic. At least two-thirds and perhaps all of the ninety-odd individuals interred in a cave in southern Utah were killed.
Roughly speaking, that is where my survey leaves off. But my preliminary work leads me to expect no major surprises from Africa, Mesoamerica, Oceania, or South America. In sum, if warfare were prevalent in early prehistoric times, the abundant materials in the archaeological record would be rich with the evidence of warfare. But the signs are not there; here it is not the case that "the absence of evidence is not evidence of absence."
So how did peaceful tribal peoples of the distant past turn into the war-prone societies observed in recent centuries? Specific causes are elusive, but I see five preconditions that, in varying combinations, contributed to the onset of warfare in prehistoric times. One was a shift from a nomadic existence to a sedentary one, commonly though not necessarily tied to agriculture. With a vested interest in their lands, food stores, or especially rich fishing sites, people no longer could walk away from trouble.
Another precondition was a growing regional population and probably, in consequence, more competition for resources. Third was the development of social hierarchy, an elite, perhaps with its own interests and rivalries. Fourth was an increasing long-distance trade, particularly in prestige goods: something else worth fighting over. Finally, the first appearance or later intensification of war was often associated with a severe climatic change that broke down the subsistence base.
Raymond C. Kelly, an anthropolgist at the University of Michigan in Ann Arbor, in his book Warless Societies and the Origin of War, has detected what may be another important pattern in the origins of war. In examining the ethnographic literature to compare hunter-gatherers who make war with those who do not, he finds a pattern: Among the few known cases of warless societies of hunter-gatherers, social organizations do not extend beyond family and a loose, flexible network of kin. In contrast, hunter-gatherer societies that make war have larger and more defined groupings such as clans. The existence of bounded groups makes for a sense of collective injury and desire for collective retaliation.
Over the millennia, tribal warfare became more the rule than the exception. As the preconditions for warfare (permanent settlements, population growth, greater social hierarchy, increased trade, and climatic crises) became more common, more tribal peoples in more areas adopted the practice. That development in itself spread warmaking to other groups. Once ancient states arose, they employed "barbarians" on their peripheries to expand their empires and secure their extensive trade networks. Finally, the European expansion after 1492 set native against native to capture territory and slaves and to fight imperial rivalries. Refugee groups were forced into others' lands, manufactured goods were introduced and fought over (as with the Yanomami), and the spread of European weapons made fighting ever more lethal.
When I began studying war in the mid-1970s, I was trained in an approach called cultural ecology, which argued along the lines that Steven LeBlanc does today. Population pressure on food resources--land, game, herd animals--was seen as the usual cause of indigenous warfare. In some cases the theory did work. Among the peoples of the Pacific Northwest Coast prior to the depopulation of the nineteenth century, groups fought to gain access to prime resource locations, such as estuaries with good salmon streams. But in far more cases around the world, such as that of the Yanomami, warfare could not be linked to food competition.
Today, under the rubric "environmental security," many nonanthropologists who work on issues of international security embrace that ecological view. Recent outbreaks of violence, they argue, may be rooted in scarcities of subsistence goods, fueled by growing populations and de-graded resources (such as too little and eroded cropland). But when you examine the cases for which that interpretation seems superficially plausible-the conflicts of the past several years in Chiapas, Mexico, for instance, or in Rwanda--they fail to confirm the "ecological" theory.
We anthropologists are just beginning to bring our experience to bear in the environmental security debate. What we find is that if a peasant population is suffering for lack of basic resources, the main cause of that scarcity is an unequal distribution of resources within the society, a matter of politics and economics, rather than the twin bugbears of too many people and not enough to go around.
Anthropology can offer an alternative view on such terrible disasters as the Rwandan genocide or the civil wars in the Balkans. Case studies of modern-day conflicts show that a broad range of factors may be interacting, including subsistence needs and local ecological relations, but also political struggles over the government, trends in globalization, and culturally specific beliefs and symbols. Moreover, when hard times come, they are experienced differently by different kinds of people. Who you are usually determines how you're doing and where your interests lie: identity and interest are fused. Once a conflict gets boiling and the killing starts, all middle grounds get swept away, and a person's fate can depend on such simple labels as ethnic, religious, or tribal identity. The slaughter of Tutsis in the Rwandan genocide of 1994 is only one of the latest examples of that horrific effect. But such differences are not the cause of the conflict.
My view is that in most cases--not every single one--the decision to wage war involves the pursuit of practical self-interest by those who actually make the decision. The struggle can be joined over basic subsistence resources, but it can just as easily erupt over goods available only to elites. The decision involves weighing the costs of war against other potential hazards to life and well-being. And most definitely, it depends on one's position in the internal political hierarchy: from New Guinean "big men" to kings and presidents, leaders often favor war because war favors leaders.
Of course, those who push toward war do not make their case in terms of their own selfish interests. Around Amazonian campfires and within modern councils of state, their arguments invoke collective dangers and benefits. But even more, those advocating war always define it in terms of the highest applicable values, whether that involves the need to retaliate against witchcraft, defend the one true religion, or promote democracy. That is the way to sway the undecided and build emotional commitment. And always, it is the other side that somehow brought war on.
Such drumbeating is not only, or even primarily, cynical manipulation. Perhaps owing to a basic human need for self-justification, those who start wars usually seem to believe in the righteousness of their chosen course. It is that capability that makes human beings such a dangerous species.